Risk Profile

Risk Profile Form

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Name of the Applicant


Pan no.


Specify the proof of Identity submitted:


Services


Contact Details


Declaration

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.


Name of the Applicant


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Name of the Applicant






Strongly prefer.[0]
Strongly prefer.[5]
Indifferent.[10]
Do not prefer.[15]
Strongly do not prefer.[20]

(2) When market is not performing well would you like to invest in more risky investment instead of less risky investment to earn high return?

Strongly prefer.[20]
Strongly prefer.[15]
Indifferent.[10]
Do not prefer.[5]
Strongly do not prefer.[0]


(3) Very High risk is associated with Very High returns, High risk is associated with High returns and Medium risk is associated with Medium returns? What risks can you bear (not prefer)?

Very High.[30]
High.[20]
Medium.[10]

(4) What is the duration of investment you are looking forward to keep invested?

Short term Positional ( from 1 month to 6 months).[5]
Long term Positional (more than 1 year).[0]
Intraday.[10]

(5) In which of the following market segments have you traded previously?

 Equity
Derivatives
Commodity
Forex
All

(6) What is your experience with Equity Investments?

Extensive experience
Moderate experience
Very less experience
No experience

(7) What is your experience with Commodity investments?

Extensive experience
Moderate experience
Very less experience
No experience

(8) What is your experience with Forex investments?

Extensive experience
Moderate experience
Very less experience
No experience

(9) What is your Age Group?

Under 35
36-45
46-55
55-60
60+

(10) Investment Goal?

Capital Appreciation.[0]
Regular Income.[20]
Capital Appreciation and Regular Income.[10]

(11) Proposed Investment Amount.

Greater than 1 lacs
1-2 lacs
2-5 lacs
Less than 5 lacs

(12) Gross Annual Income details.

Below 1 lacs
1-5 lacs
10-25 lacs
25 lacs

(13) Sources of Incomes, Primary Income

Salary
Business
None

(14) Secondary Source

Royalties
Rental
Dividend
Other Specify
None

(15) Market Value of protfolio held

>1 lacs
1-2 lacs
2-5 lacs
> 5 lacs

(16) Investment Experience

< 3 years
3-5 years
> 5years

(17) How many dependents do you financially support?

None
Between 1-3
4+

(18) What is the sized of your Emergency Fund?

do not have [0]
< 1 months income [0]
1-3 months income [5]
3-6 months income [10]
> 6 months income [15]

(19) What is your experience with Investments in Past?

Very Good [20]
Good [15]
Moderate [10]
Bad [5]
Very Bad [0]

(20) What percentage of Monthly Income is allocated to pay off debt [all EMIs]?

None [20]
Between 0% - 20% [15]
Between 20% - 35% [10]
Between 35% - 50% [5]
> 50% [0]

(21) Occupation (please select the appropriate)

Private Sector Service
Public Sector
Government Sector
Business
Professional
Agriculturist
Retired
Housewife
Student
Dealer
Self Employee
Others

(22) Are you any of the following, or are directly or indirectly related to any of the following?

Civil Servant
Politican
Current or former head of state
Bureaucrat (Tax authorities, Foreign Services, IAS etc)
Connected to Media
Connected to any company/promoter group/ group of compaines listed on any stock exchange
None

Above Mentioned Services fall into the risk category choosen by you. If you agree to the above then click "YES".If you do not agree please click "NO".

YES
NO

Risk involved with the above mentioned services will be the responsibilty of the applicant him self.

(III)Note

If you are willing to get Telephonic Support instead of SMS of our services then all the responsibility of loss or profit whether big or small, through holding or in intraday market, would only be yours and not of the Firm or any person associated with the Firm. If you agree to the above then click "YES".If you do not agree please click "NO".

YES
NO

Investment Risk Profile

In setting up an investment portfolio suitable for you, your financial adviser will ask you a series of questions about your financial and lifestyle goals. Using this information, plus details of your current assets, liabilities and income, your adviser can determine what level of risk or exposure you are prepared to tolerate in relation to fluctuations in the marketplace - and the level that makes sense for your stage in life. From this, an appropriate mix of assets can be allocated to your investment portfolio.


Your Total Score Your Investment Profile
Very High Growth Investors (Above 200) Your Investment portfolio should have bias toward high capital growth and you have little need for income. You are prepared to accept a more higher degree of volatility and risk. Your primary concern is to accumulate assets over medium to long term.
High Growth Investors (161-200) Your Investment portfolio should have bias toward capital growth and you have little need for income. You are prepared to accept a higher degree of volatility and risk. Your primary concern is to accumulate assets over medium to long term.
Medium Growth Investor (81-160) Your investment portfolio should have focus on capital growth with some need for income. You are ready to take calculated risk to achieve better returns

The questionnaire returns a score on the basis of which you fall in either of the category mentioned above. This assessment is made solely on the basis of your financial situation and the answers selected by you.


As your advisor, "I" and "YOU" confirm that we have worked together to determine your risk profile and the investment options that are best suited for your investment style.